Securities List GAINI Gladstone Investment Corporation 7.875% Notes Due 2030 1st Call Date: 02/01/2027 GAIN Symbol Info by TradingView GAINL Gladstone Investment 6.375% Series E Cumulative Term Preferred Stock due 2025 1st Call Date: 08/20/2020 Redeemed If this issue is not redeemed at mandatory redemption time the coupon shall increase by 3% GAIN Symbol Info by TradingView GAINL Gladstone Investment Corporation 8% Notes due 2028 1st Call Date: 08/01/2025 This issue has a ticker which has been used before thus the chart below is correct only from approximately 6/1/2023 forward GAIN Symbol Info by TradingView GAINM Gladstone Investment Corp., 6.25% Series D Cumulative Term Preferred Stock 1st Call Date: 09/30/2018 Redeemed If this issue is not redeemed at mandatory redemption time the coupon shall increase by 3% GAIN Symbol Info by TradingView GAINN Gladstone Investment Corp., 6.50% Series C Cumulative Term Preferred Stock 1st Call Date: 05/31/2018 Redeemed GAINN Gladstone Investment Corporation 5.00% Notes Due 2026 1st Call Date: 05/01/2023 The chart shown below is incorrect as this issues 1st day of trade was 3/4/2021–GAINN was used as a ticker previously GAIN Symbol Info by TradingView GAINO Gladstone Investment Corp., 6.75% Series B Cumulative Term Preferred Stock 1st Call Date: 12/31/2017 Redeemed GAINZ Gladstone Investment Corporation 4.875% Notes Due 2028 1st Call Date: 11/01/2023 GAIN Symbol Info by TradingView