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Gladstone Investment Corp., 6.75% Series B Cumulative Term Preferred Stock

Redeemed 08/31/2018

Ticker: GAINO

Parent Ticker: GAIN

OTC Grey Market Temporary Ticker: NA

Issuance Date: 11/05/2014

1st Call Date: 12/31/2017

Maturity Date: 12/31/2021

Shares Issued: 1,440,000

Overallotment Shares: 216,000

Coupon: 6.75%

Face Value: $25.00

Cumulative: Yes

Qualified: No

Quarterly Dividend Amount: 0.1450

Payment Months: Pays Every Month

Payment Day: Last Day

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR