Gladstone Investment Corporation 8% Notes due 2028

This issue has a ticker which has been used before thus the chart below is correct only from approximately 6/1/2023 forward

Ticker: GAINL

Parent Ticker: GAIN

OTC Grey Market Temporary Ticker: NA

Issuance Date: 05/23/2023

1st Call Date: 08/01/2025

Maturity Date: 08/01/2028

Shares Issued: 2,600,000

Overallotment Shares: 390,000

Coupon: 8.00%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.50

Payment Months: FEB, MAY, AUG, NOV

Payment Day: 1

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR

Egan-Jones Rating: BBB