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Newtek Business Services Corp. 7.5% Notes due 2022

Redeemed 08/29/2019

Ticker: NEWTZ

Parent Ticker: NEWT

OTC Grey Market Temporary Ticker: N/A

Issuance Date: 09/17/2015

1st Call Date: 09/23/2018

Maturity Date: 09/30/2022

Shares Issued: 328,000

Overallotment Shares: 49,200

Coupon: 7.5%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.4688

Payment Months: MAR, JUN, SEP, DEC

Payment Day: Last Day

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR