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Capital One Financial 6.0% Non-Cumulative Perpetual Preferred Stock

Redeemed 12/01/2021

Redeemable only on a dividend payment date

Ticker: COF-H

Parent Ticker: COF

OTC Grey Market Temporary Ticker: NA

Issuance Date: 11/22/2016

1st Call Date: 12/01/2021

Maturity Date: None

Shares Issued: 20,000,000

Overallotment Shares: 0

Coupon: 6.0%

Face Value: $25.00

Cumulative: No

Qualified: Yes

Quarterly Dividend Amount: 0.375

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 1

S&P Rating: BB

III Rating (In Regards to Dividend Safety Only): B

Moody Rating: Baa3

Fitch Rating: NR