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Banc of California, 7.375% Non-Cumulative Perpetual Preferred Stock Series D

May only be redeemed on a dividend payment date

Redeemed 03/15/2021

Ticker: BANC-D

Parent Ticker: BANC

OTC Grey Market Temporary Ticker: NA

Issuance Date: 03/31/2015

1st Call Date: 06/15/2020

Maturity Date: None

Shares Issued: 4,000,000

Overallotment Shares: 600,000

Coupon: 7.38%

Face Value: $25.00

Cumulative: No

Qualified: Yes

Quarterly Dividend Amount: 0.461

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 15

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR