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B. Riley Financial 7.50% Senior Notes due 2021

Redeemed 12/30/2019

Ticker: RILYL

Parent Ticker: RILY

OTC Grey Market Temporary Ticker: NA

Issuance Date: 11/01/2016

1st Call Date: 10/31/2018

Maturity Date: 10/31/2021

Shares Issued: 1,000,000

Overallotment Shares: 150,000

Coupon: 7.50%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.469

Payment Months: JAN, APR, JUL, OCT

Payment Day: Last Day

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR