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Logan Ridge Finance Corp. 5.75% Convertible Notes due 2022

Renamed Logan Ridge Finance 7/1/2021. Previously was Capitala Finance

Conversion was originally at 1.5913 shares per $25 bond, but company did a 1 for 6 reverse split on 7/30/2021 so now conversion is .2652 shares.

There is no early redemption available to the company




Saratoga Investment Corp 6.25% Notes due 2025

Saratoga has reopened this issue on 1/31/2019 doing a sale of an additional 805,000 shares



Gladstone Investment 6.375% Series E Cumulative Term Preferred Stock due 2025

If this issue is not redeemed at mandatory redemption time the coupon shall increase by 3%

Prospect Capital Corporation 6.25% Notes due 2028

Hercules Capital Corporation 5.25% Notes due 2025