Gladstone Investment Corporation 4.875% Notes Due 2028




Prospect Capital Corporation 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock




Great Elm Capital Corp 5.875% Notes Due 2026




First Eagle Alternative Capital BDC Inc. 5.00% Notes Due 2026





Horizon Technology Finance Corporation 4.875% Notes due 2026




Gladstone Investment Corporation 5.00% Notes Due 2026

The chart shown below is incorrect as this issues 1st day of trade was 3/4/2021–GAINN was used as a ticker previously




Newtek Business Services Corporation 5.50% Notes Due 2026





OFS Capital Corporation 6.25% Notes Due 2023




Saratoga Investment Corporation 7.25% Notes Due 2025






Fidus Investment Corporation 5.375% Notes Due 2024




Gladstone Capital Corporation 5.375% Notes Due 2024




Investcorp Credit Management BDC, Inc. 6.125% Notes due 7/1/2023

Originally sold by CM Finance

An additional 600,000 shares sold 10/18/2019




Pennant Park Investment 5.50% Notes due 2024




OFS Capital Corporation 5.95% Notes Due 2026




Newtek Business Services 5.75% Notes Due 2024





Great Elm Capital Corp 6.50% Notes Due 2024




Whitehorse Finance, Inc. 6.50% Notes due 2025




Oxford Square Capital Corp 6.50% Notes due 2024

Previously was TICC Capital Corp.




Prospect Capital Corporation 6.875% Notes due 2029




Fidus Investment Corporation 6.00% Notes due 2024

The company is redeeming 2 million bonds on 2/16/2021.




Medley LLC 7.25% Notes Due 2024

Medley LLC filed Chapter 11 3/11/2021





Great Elm Capital Corp 6.75% Notes due 2025