Capitala Finance Corp. 5.75% Convertible Notes due 2022

Even though we show a 1st call date of anytime–there is NO early call.

Ticker: CPTAG

Parent Ticker: CPTA

OTC Grey Market Temporary Ticker: NA

Issuance Date: 05/19/2017

1st Call Date: Anytime

Maturity Date: 05/31/2022

Shares Issued: 2,000,000

Overallotment Shares: 300,000

Coupon: 5.75%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.3594

Ex-Dividend Months: FEB, MAY, AUG, NOV

Approx. Ex-Dividend Day: 14

Payment Months: FEB, MAY, AUG, NOV

Payment Day: Last Day

S&P Rating: NR

III Rating: C

Moody Rating: NR