Logan Ridge Finance Corp. 5.75% Convertible Notes due 2022

Renamed Logan Ridge Finance 7/1/2021

Conversion was originally at 1.5913 shares per $25 bond, but company did a 1 for 6 reverse split on 7/30/2021 so now conversion is .2652 shares.

There is no early redemption available to the company

Ticker: CPTAG

Parent Ticker: LRFC

OTC Grey Market Temporary Ticker: NA

Issuance Date: 05/19/2017

1st Call Date: Never

Maturity Date: 05/31/2022

Shares Issued: 2,000,000

Overallotment Shares: 300,000

Coupon: 5.75%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.3594

Ex-Dividend Months: FEB, MAY, AUG, NOV

Approx. Ex-Dividend Day: 14

Payment Months: FEB, MAY, AUG, NOV

Payment Day: Last Day

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR