Stifel Financial Corporation 6.25% Non-Cumulative Preferred Stock, Series B





Charles Schwab 6.00% Non Cumulative Perpetual Preferred Stock Series C





Morgan Stanley 5.85% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series F

Coupon will be fixed at 5.85% until 1/14/2027 at which time the coupon will float at 3 month Libor plus a spread of 3.491%.

Only redeemable on a dividend payment date.




B Riley Financial, 6.875% Senior Notes Due 2023

The company will pay a bonus rate is called for early redemption. If it is called between 9/30/2020 and 9/29/2021 a 2% (50 cents) will be paid. If called between 9/30/2021 ad 9/30/2022 a 1% (25 CENT) bonus will be paid. After these dates no bonus will be paid and they are called at $25 plus accrued interest




Ladenburg Thalmann Financial Services 7.25% Senior Notes Due 2028

Ladenburg Thalmann merged with Advisors Group effective 2/12/2020. There is no longer a ‘parent’ company that is publicly traded. This baby bond issue was delisted from the AMEX and now trades on the OTC exchange. We show the ‘parent’ as LTS for sorting purposes.




Cowen Inc 7.75% Senior Notes due 2033 (Newer issue of reused COWNL)

THIS TICKER WAS PREVIOUSLY USED AND THE OLDER ISSUE WAS CALLED.




Ladenburg Thalmann Financial 7% Senior Notes due 2028

Ladenburg Thalmann merged with Advisors Group effective 2/12/2020. There is no longer a ‘parent’ company that is publicly traded. This baby bond issue was delisted from the AMEX and now trades on the OTC exchange. We show the ‘parent’ as LTS for sorting purposes.




B. Riley Financial 7.375% Senior Notes due 2023

Bonus Rate for Early Redemption. On 5/31/2020 and before 5/31/2021 redemption shall be at $25.75 plus accrued interest, on 5/31/2021 and before 5/31/2022 redemption shall be at $25.375 plus accrued interest. After 5/31/2022 redemption shall be at $25 plus accrued interest.




Eagle Point Credit Company 6.6875% Notes due 2028




B. Riley Financial, 7.50% Senior Notes due 2027

There have been ‘at the money’ offerings of the shares of near 2 million shares as of 2/10/2020




Cowen Inc. 7.35% Senior Notes due 2027




B. Riley Financial, Inc. 7.25% Senior Notes due 2027




Ladenburg Thalmann Financial Services Inc. 6.50% Senior Notes due 2027

Ladenburg Thalmann merged with Advisors Group effective 2/12/2020. There is no longer a ‘parent’ company that is publicly traded. This baby bond issue was delisted from the OTC and now trades on the OTC exchange. We show the ‘parent’ as LTS for sorting purposes.




 

JMP Group 7.25% Senior Notes due 2027

On 1/2/2020 this issue began trading on the NASDAQ and a new ticker was assigned.




Stifel Financial Corporation 5.2% Senior Notes due 2047




Eagle Point Credit Company 6.75% Notes due 2027




TXU Europe Capital I, 9 3/4% TOPrS Trust Orig Preferred Securities




Temecula Valley Statutory Trust VI, 9.45% Trust Preferred Securities

FILED BANKRUPTCY 2009




SMAN Capital Trust I, 10.25% Preferred Securities