Atlanticus Holdings Corp 7.625% Series B Cumulative Perpetual Preferred Stock




Federal Agricultural Mortgage Corporation 4.875% Non Cumulative Perpetual Series G Preferred Stock




Oxford Square Capital Corporation 5.50% Notes Due 2028




Carlyle Finance LLC 4.625% Subordinated Notes due 2061




OFS Credit Inc. 6.125% Series C Term Preferred Stock Due 2026




KKR Group Finance IX LLC 4.625% Subordinated Notes due 2061


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B Riley Financial Inc. 5.50% Senior Notes due 2026

Notes may be called any time prior to 1/1/2026 until maturity (3/31/2026) at $25 plus accrued interest and a make whole payment (present value of future interest payments




The Charles Schwab Corporation 4.45% Non-Cumulative Perpetual Preferred Stock, Series J

Redeemable only on a dividend payment date





B Riley Financial Inc. 6.00% Senior Notes Due 2028

Bonus for early redemption. If called on or after 1/31/2022 and prior to 1/31/2023 the redemption is $25.75 plus accrued and unpaid interest. If called on or after 1/31/2023 and prior to 1/31/2024 the redemption is at $25.50 plus accrued and unpaid interest. If called on or after 1/31/2024 but before 1/31/2025 the call is at $25.25 plus accrued but unpaid interest. After 1/31/2025 standard terms apply




Brookfield Finance I PLC, 4.50% Perpetual Subordinated Notes







General Finance Corporation 7.875% Senior Notes due 2025




Brookfield Finance Inc. 4.625% Subordinated Notes due 10/16/2080







Federal Agricultural Mortgage Corp 5.25% Non-Cumulative Preferred Stock, Series D




B Riley Financial 7.375% Series B Cumulative Perpetual Preferred




American Financial Group Inc. 4.50% Subordinated Debentures due 2060

The company has the right to defer interest payments for up to 5 years one or more times without causing a default. Interest will accrue.




Federal Agricultural Mortgage Corporation 5.75% Non-Cumulative Perpetual Series E Preferred Stock




Stifel Financial Corp 6.125% Non-Cumulative Preferred Stock, Series C





B. Riley Financial Inc. 6.375% Senior Notes Due 2025

Bonus Rate for Early Redemption. On 2/28/2021 and before 2/28/2022 redemption shall be at $25.75 plus accrued interest, on 2/28/2022 and before 2/28/2023 redemption shall be at $25.375 plus accrued interest. On or after 2/28/2023 and prior to 2/29/2024 redemption shall be at $25.25 plus accrued interest–on or after 2/28/2024 redemption will be at $25 plsu accrued interest.




AMG Capital Trust II 5.15% Convertible Trust Preferred Securities due 10/15/2037 ($50 issue)

These shares were sold by AMG Capital Trust and the debentures, maturing on 10/15/2037 are the sole asset of the trust. The dividends of these trust preferred shares are NOT qualified for preferential tax treatment. The shares are convertible at anytime, at the option of the owner, into .25 common shares of Affiliated Managers Group (AMG). On or after 10/16/2012, if the price of the common shares exceeds 130% of the conversion price ($200/share) for 20 of 30 consecutive days the company may, at their option, force conversion of the preferred shares. Given that the common shares are trading around $65 on 5/5/2020 it is highly unlikely that the company will ever be able to force conversion.

Distributions (other than contingent distributions) may be deferred for up to 20 consecutive quarterly periods, but not beyond the maturity date of the junior subordinated convertible debentures held by the trust. The junior subordinated convertible debentures will mature on October 15, 2037.




JMP Group LLC 6.875% Senior Notes due 2029

On 1/2/2020 this issue began trading on the NASDAQ and a new ticker was assigned.




Morgan Stanley 4.875% Non-Cumulative Preferred Stock, Series L

Only redeemable on a dividend payment date.




American Financial Group Inc. 5.125% Subordinated Debentures due 2059

The company has the right to defer interest payments for up to 5 years one or more times without causing a default. Interest will accrue.




CIT Group Inc. 5.625% Non-Cumulative Perpetual Preferred Stock, Series B




Synchrony Financial 5.625% Fixed Rate Non-Cumulatve Perpetual Preferred Stock, Series A

Redeemable only on a dividend payment date





Northern Trust Corporation 4.70% Series E, Non-Cumulative Perpetual Preferred Stock

Redeemable only on a dividend payment date