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Stellus Capital Investment 5.75% Notes due 2022

Redeemed 02/12/2021

Ticker: SCA

Parent Ticker: SCM

OTC Grey Market Temporary Ticker:

Issuance Date: 08/14/2017

1st Call Date: 09/15/2019

Maturity Date: 09/15/2022

Shares Issued: 1,700,000

Overallotment Shares: 255,000

Coupon: 5.75%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.3594

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 15

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR