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KCAP Financial Inc. 7.375% Senior Notes due 2019

Redeemed 03/15/2018

Ticker: KAP

Parent Ticker: KCAP

OTC Grey Market Temporary Ticker: NA

Issuance Date:

1st Call Date: 09/30/2015

Maturity Date: 09/30/2020

Shares Issued: 0

Overallotment Shares: 0

Coupon: 7.375%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.4609

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 30

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR