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Horizon Technology Finance Corp 6.25% Notes due 2022

Redeemed 04/24/2021

Ticker: HTFA

Parent Ticker: HRZN

OTC Grey Market Temporary Ticker: NONE

Issuance Date: 09/22/2017

1st Call Date: 09/15/2019

Maturity Date: 09/15/2022

Shares Issued: 1,300,000

Overallotment Shares: 195,000

Coupon: 6.25%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.391

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 15

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR