Hercules Technology Growth Capital 7.00% Senior Notes due 2019

Redeemed 02/24/2017

Ticker: HTGY

Parent Ticker: HTGC

OTC Grey Market Temporary Ticker:

Issuance Date:

1st Call Date: 09/30/2015

Maturity Date: 09/30/2019

Shares Issued: 0

Overallotment Shares: 0

Coupon: 7.00%

Face Value: $25.00

Cumulative:

Qualified: No

Quarterly Dividend Amount: 0.4375

Ex-Dividend Months:

Approx. Ex-Dividend Day: Last Day

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 30

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR