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Great Elm 6.50% Notes due 2022

Redeemed 07/23/2021

Ticker: GECCL

Parent Ticker: GECC

OTC Grey Market Temporary Ticker: NA

Issuance Date: 09/14/2017

1st Call Date: 09/18/2019

Maturity Date: 09/18/2022

Shares Issued: 1,140,000

Overallotment Shares: 0

Coupon: 6.50%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.406

Payment Months: JAN, APR, JUL, OCT

Payment Day: Last Day

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR