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Cowen Inc. 7.35% Senior Notes due 2027

Redeemed 04/23/2021

Ticker: COWNZ

Parent Ticker: COWN

OTC Grey Market Temporary Ticker: NA

Issuance Date: 12/05/2017

1st Call Date: 12/15/2020

Maturity Date: 12/15/2027

Shares Issued: 4,800,000

Overallotment Shares: 720,000

Coupon: 7.35%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.46

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 15

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR