B Riley Financial Inc. 5.50% Senior Notes due 2026

Notes may be called any time prior to 1/1/2026 until maturity (3/31/2026) at $25 plus accrued interest and a make whole payment (present value of future interest payments)

Ticker: RILYK

Parent Ticker: RILY

OTC Grey Market Temporary Ticker: NA

Issuance Date: 03/24/2021

1st Call Date: 01/01/2026

Maturity Date: 03/31/2026

Shares Issued: 6,000,000

Overallotment Shares: 379,730

Coupon: 5.50%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.3438

Payment Months: JAN, APR, JUL, OCT

Payment Day: Last Day

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR

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