Ellington Financial Inc. 6.25% Series B Fixed Rate Reset Cumulative Redeemable Preferred Stock

The coupon is fixed at 6.25% until 1/30/2027 at which time the rate is reset at the 5 year treasury plus a spread of 4.99% afterwhich the rate resets every 5 years.




Skylight Health Group Inc 9.25% Series A Cumulative Redeemable Perpetual Preferred Stock

Brought to Market at $21/share




Eagle Point Credit Company Inc. 6.75% Series D Preferred Stock




New York Mortgage Trust 7.00% Series G Cumulative Redeemable Preferred Stock




Brighthouse Financial Inc 4.625% Non-Cumulative Preferred Stock, Series D




Enterprise Financial Services Corp 5.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A




RiverNorth/DoubleLine Strategic Opportunity Fund Inc 4.75% Series B Cumulative Preferred Stock


Dividends Paid by Closed End Fund Preferreds may be qualified or may not be qualified distributions. Investors should check the issuer info closely to see what the current dividend status is at the time of investment






NexPoint Diversified Real Estate Trust 5.50% Series A Preferred Stock




LifeMD Inc. 8.875% Series A Cumulative Perpetual Preferred Stock




Bank OZK 4.625% Series A Non-Cumulative Perpetual Preferred Stock




ComSovereign 9.25% Series A Cumulative Redeemable Perpetual Preferred Stock






Hudson Pacific Properties Inc 4.75% Series C Cumulative Redeemable Preferred Stock








Public Storage 4.00% Cumulative Preferred Stock, Series R






First Republic Bank 4.00% Non-Cumulative Perpetual Preferrred Stock, Series M





Bank of America Corp 4.25% Non-Cumulative Preferred Shares, Series QQ




Priority Income Fund Inc. 7.00% Series K Cumulative Preferred Stock

Shares of the Parent are NOT publicly traded–the parent ticker shown is for sorting purposes only.

Most dividends are non qualified with some level of ‘return of capital’




Gabelli Dividend & Income Trust 4.25% Series K Cumulative Preferred Stock

Dividends Paid by Closed End Fund Preferreds may be qualified or may not be qualified distributions. Investors should check the issuer info closely to see what the current dividend status is at the time of investment




Healthcare Trust Inc 7.125% Series B Cumulative Redeemable Perpetual Preferred Stock

Company is a non traded REIT–the ‘parent’ ticker used is for sorting purpoes only




INPOINT Commercial Real Estate Income Inc. 6.75% Series A Cumulative Redeemable Preferred Stock

Inpoint is a non listed company thus there is no parent company. The ticker used is for sorting purposes

This issue has a ‘failure to redeem’ clause. Any shares outstanding after 9/22/2026, beginning on 9/30/2026, will get a ‘bonus’ coupon which increases 1% annually (on 9/30) to a maximum of 10%
.




Modiv Inc 7.375% Series A Cumulative Redeemable Perpetual Preferred Stock

Modiv is not publicly traded thus there is no parent ticker symbol




Harbor Custom Development Inc. 8.0% Series A Cumulative Convertible Preferred Stock

Each Series A Preferred Share, together with accrued but unpaid dividends, is convertible into Common Stock at any time at the option of the holder at a Conversion Price of $4.50 per share, which initially equals 5.556 shares of Common Stock for each Series A Preferred Share as converted, subject to adjustment for: (i) the payment of stock dividends or other distributions payable in shares of Common Stock on any other class or series of our capital stock; (ii) the issuance to all holders of our Common Stock of certain rights or warrants entitling them to subscribe for or purchase our Common Stock at a price per share less than the market price per share of our Common Stock; and (iii) subdivisions, combinations, and reclassifications of our Common Stock. Holders of Series A Preferred Shares will also be entitled to participate in Extraordinary Dividends (as defined in the Certificate of Designation) or other distributions to all holders of our Common Stock of any shares of stock (excluding Common Stock) or evidence of indebtedness or assets (including securities, but excluding those dividends, rights, warrants, and distributions referred to in clause (i), (ii) or (iii) above and dividends and distributions paid in cash, but not excluding Extraordinary Dividends paid in cash) to the extent each holder would have been entitled if the holder had held the number of Common Stock acquirable upon complete conversion of the holder’s Series A Preferred Shares immediately before the date on which a record is taken for such Extraordinary Dividend or other distribution. This prospectus also relates to the offering of the Common Stock issuable upon exercise of the Series A Preferred Shares.

At our option, we may cause the Series A Preferred Shares, plus accrued and unpaid dividends, to be automatically converted, in whole or in part, on a pro rata basis into Common Stock at the Conversion Price if the trading price of our Common Stock equals or exceeds 170% of the Conversion Price for at least 20 trading days in any 30 consecutive trading day period ending five days prior to the date of notice of conversion (such event, the “Market Trigger”).




Soluna Holdings 9.0% Series A Cumulative Perpetual Preferred Stock

Name changed to Soluna Holdings from Mechanical Technology

Company sold an addition 445,714 Shares at $17.50 on 12/27/2021




Synchronoss Technologies Inc 8.375% Senior Notes Due 2026

On and after 6/30/2022 optional redemption is at $25.75 until 6/29/23. On and after 6/30/2023 until 6/29/2024 redemption is at $25.50. On and after 6/30/2024 until 6/29/2025 redemption is at $25.25. Redemption on or after 6/30/2025 redemption is at $25.00




Mind Technology Inc 9.00% Series A Cumulative Preferred Stock

This issue has been reopened a number of times and as of 7/31/2021 there were 1.223 million shares outstanding. Additionally the company has had an ‘at the money’ program selling shares on an ongoing basis.