RiverNorth Capital and Income Fund 5.875% Series A Term Preferred Stock Due 2024

10/17/2017 The parent shares of this term preferred are NOT publicly traded.

3/22/2019 RiverNorth Marketplace Lending has announced they will list their common shares on an exchange for public trading.

The company common shares began trading under ticker RSF on 6/12/2019

Company renamed RiverNorth Specialty Finance Corp from RiverNorth Marketplace Lending

2022 Renamed RiverNorth Capital and Income Fund.

Redeemed 10/31/2024

Ticker: RMPL-

Parent Ticker: RSF

OTC Grey Market Temporary Ticker: RVNOP

Issuance Date: 10/20/2017

1st Call Date: 10/31/2020

Maturity Date: 10/31/2024

Shares Issued: 1,440,000

Overallotment Shares: 216,000

Coupon: 5.875%

Face Value: $25.00

Cumulative: Yes

Qualified: Yes

Quarterly Dividend Amount: 0.367

Payment Months: FEB, MAY, AUG, NOV

Payment Day: 15

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): B

Moody Rating: NR

Fitch Rating: NR