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National Westminster Bank, 7.763% Non-cumulative Preference Shares, Series C ADR

Redeemed 10/16/2017

Ticker: NW-C

Parent Ticker: NW

OTC Grey Market Temporary Ticker:

Issuance Date: 04/24/1997

1st Call Date: 04/09/2007

Maturity Date: None

Shares Issued: 0

Overallotment Shares: 0

Coupon: 7.76%

Face Value: $25.00

Cumulative: No

Qualified: Yes

Quarterly Dividend Amount: 0.485

Payment Months: JAN, APR, JUL, OCT

Payment Day: 16

S&P Rating: BB-

III Rating (In Regards to Dividend Safety Only):

Moody Rating: B1

Fitch Rating: NR