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Horizon Technology Finance Corporation 4.875% Notes due 2026

Ticker: HTFB

Parent Ticker: HRZN

OTC Grey Market Temporary Ticker: NA

Issuance Date: 03/23/2021

1st Call Date: 03/30/2023

Maturity Date: 03/30/2026

Shares Issued: 2,000,000

Overallotment Shares: 300,000

Coupon: 4.875%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount:

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 30

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR