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Hercules Capital 6.25% Notes due 2033

Ticker: HCXY

Parent Ticker: HTGC

OTC Grey Market Temporary Ticker: NA

Issuance Date: 09/17/2018

1st Call Date: 10/30/2023

Maturity Date: 10/30/2033

Shares Issued: 1,600,000

Overallotment Shares: 240,000

Coupon: 6.25%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.3906

Payment Months: JAN, APR, JUL, OCT

Payment Day: 30

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR