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Great Elm Capital Corporation 8.25% Notes due 2020

ORIGINALLY WERE ISSUED BY FULL CIRCLE CAPITAL

Redeemed 10/20/2017

Ticker: FULLL

Parent Ticker:

OTC Grey Market Temporary Ticker:

Issuance Date:

1st Call Date: 06/30/2016

Maturity Date: 06/30/2020

Shares Issued: 0

Overallotment Shares: 0

Coupon: 8.25%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.516

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 30

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR