B. Riley Financial 7.375% Senior Notes due 2023

Redeemed 09/04/2021

Bonus Rate for Early Redemption. On 5/31/2020 and before 5/31/2021 redemption shall be at $25.75 plus accrued interest, on 5/31/2021 and before 5/31/2022 redemption shall be at $25.375 plus accrued interest. After 5/31/2022 redemption shall be at $25 plus accrued interest.

Ticker: RILYH

Parent Ticker: RILY

OTC Grey Market Temporary Ticker: NA

Issuance Date: 05/14/2018

1st Call Date: 05/31/2020

Maturity Date: 05/31/2023

Shares Issued: 3,400,000

Overallotment Shares: 522,000

Coupon: 7.375%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.461

Payment Months: JAN, APR, JUL, OCT

Payment Day: Last Day

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR

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