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KKR Financial Holdings LLC, 7.375% Series A LLC Preferred Shares

Redeemed 01/16/2018

Ticker: KFN-

Parent Ticker: KFN

OTC Grey Market Temporary Ticker:

Issuance Date: 01/11/2013

1st Call Date: 01/15/2018

Maturity Date: None

Shares Issued: 0

Overallotment Shares: 0

Coupon: 7.38%

Face Value: $25.00

Cumulative:

Qualified: No

Quarterly Dividend Amount: 0.461

Payment Months: JAN, APR, JUL, OCT

Payment Day: 15

S&P Rating: BB+

III Rating (In Regards to Dividend Safety Only):

Moody Rating: NR

Fitch Rating: NR