Horizon Technology Finance Corporation 7.375% Senior Notes due 2019–REDEEMED

Horizon is a leading venture lending platform that thoughtfully and creatively provides structured debt products to life science and technology companies. Horizon’s experienced team of investment and operations professionals has been providing debt capital to some of the most exciting companies for decades. The members of the Horizon team have, collectively, originated and invested more than $5 billion in venture loans to thousands of companies. Since 2004, Horizon has directly originated and invested more than $1.2 billion in venture loans to more than 200 growing companies.

Redeemed 09/29/2017

Ticker: HTF

Parent Ticker: HRZN

OTC Grey Market Temporary Ticker:

Issuance Date:

1st Call Date: 03/15/2015

Maturity Date: 03/15/2019

Shares Issued: 0

Overallotment Shares: 0

Coupon: 7.375%

Face Value: $25.00

Cumulative:

Qualified:

Quarterly Dividend Amount: 0.4609

Ex-Dividend Months:

Approx. Ex-Dividend Day: Last Day

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 15

S&P Rating: NR

III Rating (In Regards to Dividend Safety Only): C

Moody Rating: NR

Fitch Rating: NR