Capital One Financial, 6.70% Non-Cumulative Perpetual Preferred Stock Series D

Redeemable only on a dividend payment date

Redeemed 12/02/2019

Ticker: COF-D

Parent Ticker: COF

OTC Grey Market Temporary Ticker: NA

Issuance Date: 10/28/2014

1st Call Date: 12/01/2019

Maturity Date: None

Shares Issued: 20,000,000

Overallotment Shares: 0

Coupon: 6.70%

Face Value: $25.00

Cumulative: No

Qualified: Yes

Quarterly Dividend Amount: 0.418

Ex-Dividend Months: FEB, MAY, AUG, NOV

Approx. Ex-Dividend Day: 13

Payment Months: JAN, APR, JUL, OCT

Payment Day: 15

S&P Rating: BB

III Rating (In Regards to Dividend Safety Only): B

Moody Rating: Baa3

Fitch Rating: NR