Capital One Financial, 6.25% Non-Cumulative Perpetual Preferred Stock Series C

Redeemable only on a dividend payment date

Redeemed 12/02/2019

Ticker: COF-C

Parent Ticker: COF

OTC Grey Market Temporary Ticker: NA

Issuance Date: 06/09/2014

1st Call Date: 09/01/2019

Maturity Date: None

Shares Issued: 20,000,000

Overallotment Shares: 0

Coupon: 6.25%

Face Value: $25.00

Cumulative: No

Qualified: No

Quarterly Dividend Amount: 0.390

Ex-Dividend Months: FEB, MAY, AUG, NOV

Approx. Ex-Dividend Day: 13

Payment Months: MAR, JUN, SEP, DEC

Payment Day: 1

S&P Rating: BB

III Rating (In Regards to Dividend Safety Only): B

Moody Rating: Baa3

Fitch Rating: NR