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Great Elm Capital Corp 5.875% Notes Due 2026




First Eagle Alternative Capital BDC Inc. 5.00% Notes Due 2026





Horizon Technology Finance Corporation 4.875% Notes due 2026




Gladstone Investment Corporation 5.00% Notes Due 2026

The chart shown below is incorrect as this issues 1st day of trade was 3/4/2021–GAINN was used as a ticker previously




Newtek Business Services Corporation 5.50% Notes Due 2026





Saratoga Investment Corporation 7.25% Notes Due 2025






Investcorp Credit Management BDC, Inc. 6.125% Notes due 7/1/2023

Originally sold by CM Finance

An additional 600,000 shares sold 10/18/2019