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Headlines of Interest for Holders of Preferred Stock and Baby Bonds

Below are press releases from companies with preferred stock and baby bonds outstanding. Additionally, news of a more macro economic importance may be posted.

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April 28, 2025 16:01 ET | Source: Capital Southwest Corporation

Capital Southwest Announces Regular Dividend of $0.58 per share and Supplemental Dividend of $0.06 per share for the Quarter Ending June 30, 2025

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April 28, 2025 16:00 ET | Source: The Gabelli Global Utility & Income Trust

Gabelli Global Utility & Income Trust Announces Additional Put Dates for Series B Preferred Shares

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April 28, 2025 06:00 ET | Source: Provident Financial Holdings, Inc.

Provident Financial Holdings Reports Third Quarter of Fiscal Year 2025 Results

Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2025

Triton International Declares Quarterly Dividends on Preference Shares

Customers Bancorp, Inc. Declares Quarterly Cash Dividend on Its Series E and Series F Preferred Stock

Enterprise Bank & Trust to Expand in Arizona and Kansas through Acquisition of Twelve Banking Offices from First Interstate Bank

Enterprise Financial Services Corp Reports First Quarter 2025 Results

Virtus Diversified Income & Convertible Fund Discloses Sources of Distribution – Section 19(a) Notice

Best’s Special Report: Insurers Exceed Cost of Capital Across Segments, Despite Varying Challenges

Rithm Property Trust Inc. Announces First Quarter 2025 Results

7 thoughts on “Headlines of Interest for Holders of Preferred Stock and Baby Bonds”

  1. GLU-B – Anyone interested in buying a 2 year essentially non-callable 5.20% CD alternative? With the announced extension of GLU-B’s put provision to 6/26/27, that’s what you get at 50.25. where it last traded….. Accrued right now is .246 and its current asset coverage ratio is 467% as per https://gab-misc-pdfs.s3.us-east-2.amazonaws.com/LevAnalysis.pdf. Technically it is currently callable, however Gabelli’s voluntarily initiated election to extend the put and allow it to be exercised every 6 months makes this IMHO the very definition of a sock drawer issue.

    1. 2wr—absolutely spot on with this one. When I read that last night I thought ‘got to get some of this one for 18 months’.

      1. Thanks for the alert, Tim. I had been accumulating this in hopes they’d do this extension thing yet again, but still did not see this announcement anywhere but here….

        Gabelli also issued a small $10 5.20% 3/26/27 preferred replacement for GDL-C on March 26, but it was unregistered and I believe had to be held at ComputerShare if someone wanted to own it… https://www.sec.gov/ix?doc=/Archives/edgar/data/0001378701/000199937125003702/gdl-8k_040225.htm

        1. 2wr–that one caught my eye as it is a perfect replacement for some cds etc. I would like to get some more at the right price.

  2. Merchants Bancorp (MBIN) missed earnings estimate.

    16:21:00 PM ET, 04/28/2025 – Associated Press
    CARMEL, Ind. (AP) — CARMEL, Ind. (AP) — Merchants Bancorp (MBIN) on Monday reported first-quarter profit of $58.2 million. The Carmel, Indiana-based bank said it had earnings of 93 cents per share. The results did not meet Wall Street expectations. The average estimate of three analysts surveyed by Zacks Investment Research was for earnings of $1.25 per share.
    The bank holding company posted revenue of $310.9 million in the period. Its revenue net of interest expense was $145.9 million, which also missed Street forecasts. Three analysts surveyed by Zacks expected $167 million.

  3. PROV Provident Financial Holdings, Inc.
    This is the one that is reporting 3Q25 earnings
    Headquarters Riverside CA
    Market cap – 960 million
    Yield 3.8%

    PVBC Provident Bancorp, Inc.
    Headquarters Amesbury, MA
    Market cap – 169 million
    no dividend

    PFS Provident Financial Services
    Headquarters Jersey City, NJ
    Market cap – 2.2 billion
    Yield 5.8%

    JMO. DYODD.

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